Ron has been retained to quarterback various proceedings involving claims arising out of claims for loss suffered as the result of activities by an investment advisor who allegedly put clients into investments in which he had an undisclosed interest and as a result of which his clients suffered losses of several million dollars. The claims involve termination of employment for cause, vicarious liability for the investment bank employer, breach of trust allegations, fraud, enforcement issues under the jurisdiction of the regulatory bodies (IIROC and the OSC), alleged violations of the Criminal Code, and consequent bankruptcy and receivership proceedings. The client defence involves specialization in securities litigation, regulatory enforcement, criminal law and bankruptcy.